-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LoMLDfvQ+EwjbXBY3ChkEdO3q4IpSXACjLidDe0KMuEX4Yl9LRefvER+PMkpibd8 qwkGyMxWcDHO/PDFHUEt+g== 0000950116-98-000395.txt : 19980218 0000950116-98-000395.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950116-98-000395 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROM TECH INC CENTRAL INDEX KEY: 0000948703 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232694937 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53467 FILM NUMBER: 98543149 BUSINESS ADDRESS: STREET 1: 2000 CABOT BLVD STREET 2: SUITE 110 CITY: LANGHORNE STATE: PA ZIP: 19047-1833 BUSINESS PHONE: 2157506606 MAIL ADDRESS: STREET 1: 2000 CABOT BLVD SUITE 110 CITY: LANGHORNE STATE: PA ZIP: 19047-1833 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ODYSSEY CAPITAL GROUP LP CENTRAL INDEX KEY: 0001008304 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232600084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 950 WEST VALLEY RD STE 2902 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6109710558 MAIL ADDRESS: STREET 1: 950 WEST VALLEY ROAD STREET 2: SUITE 2902 CITY: WAYNE STATE: PA ZIP: 19087 SC 13G/A 1 AMENDED SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROMTECH, INC. ______________________________________________ (Name of Issuer) COMMON STOCK ______________________________________________ (Title of Class of Securities) 775810 10 4 __________________________ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 8 pages CUSIP No. 775810 10 4 13G Page 2 of 8 pages ______________________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Odyssey Capital Group, L.P. 23-2600849 ______________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] ______________________________________________________________________________ 3. SEC USE ONLY ______________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Pennsylvania ______________________________________________________________________________ 5. SOLE VOTING POWER 0 ___________________________________________________________ NUMBER OF 6. SHARED VOTING POWER SHARES BENEFICIALLY 1,333,144 OWNED BY ___________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH ___________________________________________________________ 8. SHARED DISPOSITIVE POWER 1,333,144 ______________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,333,144 ______________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ______________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.5% ______________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ______________________________________________________________________________ CUSIP No. 775810 10 4 13G Page 3 of 8 pages ______________________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John P. Kirwin, III ###-##-#### ______________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] ______________________________________________________________________________ 3. SEC USE ONLY ______________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 5. SOLE VOTING POWER 20,000 ___________________________________________________________ NUMBER OF 6. SHARED VOTING POWER SHARES BENEFICIALLY 1,333,144 OWNED BY ___________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON 20,000 WITH ___________________________________________________________ 8. SHARED DISPOSITIVE POWER 1,333,144 ______________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,353,144 ______________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ______________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.6% ______________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ______________________________________________________________________________ CUSIP No. 775810 10 4 13G Page 4 of 8 pages ______________________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bruce E. Terker ###-##-#### ______________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] ______________________________________________________________________________ 3. SEC USE ONLY ______________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 5. SOLE VOTING POWER 56,401 ___________________________________________________________ NUMBER OF 6. SHARED VOTING POWER SHARES BENEFICIALLY 1,333,144 OWNED BY ___________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON 56,401 WITH ___________________________________________________________ 8. SHARED DISPOSITIVE POWER 1,333,144 ______________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,389,545 ______________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ______________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15% ______________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ______________________________________________________________________________ CUSIP No. 775810 10 4 13G Page 5 of 8 pages ______________________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kirk B. Griswold ###-##-#### ______________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] ______________________________________________________________________________ 3. SEC USE ONLY ______________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 5. SOLE VOTING POWER 0 ___________________________________________________________ NUMBER OF 6. SHARED VOTING POWER SHARES BENEFICIALLY 1,333,144 OWNED BY ___________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH ___________________________________________________________ 8. SHARED DISPOSITIVE POWER 1,333,144 ______________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,333,144 ______________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ______________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.5% ______________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ______________________________________________________________________________ CUSIP No. 775810 10 4 13G Page 6 of 8 pages ______________________________________________________________________________ Item 1(a) Name of Issuer ______________ RomTech, Inc. Item 1(b) Address of Issuer's Principal Executive Offices _______________________________________________ 2000 Cabot Blvd. West, Suite 110 Langhorne, PA 19047 Item 2(a) Name of Person Filing _____________________ This Schedule 13G is being jointly filed by Odyssey Capital Group, L.P. ("Odyssey"), John P. Kirwin, III, Bruce E. Terker and Kirk B. Griswold (collectively the "Reporting Persons"). Messrs. Kirwin, Terker and Griswold are each officers of the corporate general partner of Odyssey, as well as limited partners of Odyssey, with shared authority to vote and dispose of the shares held by Odyssey. Item 2(b) Address of Principal Business Office, or, if none, Residence ____________________________________________________________ Odyssey Capital Group, L.P. 950 West Valley Road, Suite 2902 Wayne, PA 19087 Item 2(c) Citizenship ___________ With regard to Odyssey: Pennsylvania With regard to all other Reporting Persons: United States Item 2(d) Title of Class of Securities ____________________________ Common Stock, without par value Item 2(e) CUSIP Number ___________ 775810 10 4 Item 3 Not Applicable CUSIP No. 775810 10 4 13G Page 7 of 8 pages ______________________________________________________________________________ Item 4 Ownership _________ (a) and (b) Each of Odyssey and Kirk B. Griswold beneficially owned 1,333,144 shares of the Issuer's Common Stock, or 14.5% of the shares outstanding, as of December 31, 1997, of which 28,000 shares were issuable upon exercise of warrants. Mr. Terker beneficially owned 1,389,545 shares of the Issuer's Common Stock, or 15% of the shares outstanding, as of December 31, 1997, of which 39,985 shares were issuable upon exercise of warrants. Mr. Kirwin benefically owned 1,353,144 shares of the Issuer's Common Stock, or 14.6% of the shares outstanding, as of December 31, 1997, of which 20,000 shares were issuable upon exercise of stock options. (c) Number of shares as to which each of Odyssey and Kirk B. Griswold has: (i) Sole power to vote or direct the vote............... 0 shares. (ii) Shared power to vote or direct the vote ........1,333,144 shares. (iii) Sole power to dispose or to direct the disposition of...0 shares. (iv) Shared power to dispose or to direct the disposition of..............................................1,333,144 shares. Bruce E. Terker has sole power to vote or direct the vote and sole power to dispose or direct the direct the disposition of 56,401 shares of the Issuer's Common Stock, of which 11,985 are issuable upon exercise of warrants, held by Ballyshannon Partners, L.P., of which Mr. Terker is the sole general partner and limited partner. He has shared power to dispose or to direct the disposition of 1,333,144 shares of the Issuer's Common Stock. John P. Kirwin, III has the sole power to vote or direct the vote and sole power to dispose or direct the disposition of 20,000 shares of the Issuer's Common Stock, all of which are issuable upon exercise of stock options. He has shared power to dispose or to direct the disposition of 1,333,144 shares of the Issuer's Common Stock. Item 5 Ownership of Five Percent or Less of a Class ____________________________________________ Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person _______________________________________________________________ Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company ___________________________________________________________________ Not Applicable CUSIP No. 775810 10 4 13G Page 8 of 8 pages ______________________________________________________________________________ Item 8 Identification and Classification of Members of the Group _________________________________________________________ Not Applicable Item 9 Notice of Dissolution of Group ______________________________ Not Applicable Item 10 Certification _____________ Not Applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 __________________________________ Date Odyssey Capital Group, L.P. By: Odyssey Capital Group, Inc., its general partner By: /s/ John P. Kirwin, III ------------------------------------- John P. Kirwin, III, President /s/ John P. Kirwin, III - ---------------------------------------- John P. Kirwin, III /s/ Kirk B. Griswold - ---------------------------------------- Kirk B. Griswold /s/ Bruce E. Terker - ---------------------------------------- Bruce E. Terker EXHIBIT "A" Joint Filing Agreement The undersigned agree that the foregoing Schedule 13G, dated February 17, 1998 is being filed with the Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(f). Dated February 17, 1998 ODYSSEY CAPITAL GROUP, L.P. By: /s/ John P. Kirwin, III ________________________________________ John P. Kirwin, III, President /s/ John P. Kirwin, III _______________________________________ John P. Kirwin, III ________________________________________ Name/Title /s/ Kirk B. Griswold ________________________________________ Kirk B. Griswold ________________________________________ Name/Title /s/ Bruce E. Terker ________________________________________ Bruce E. Terker Bruce E. Terker ________________________________________ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----